Strategies for optimizing the use of pesticides:
Integrating farmers’ decision-making with dynamic risk assessment
models
Case study: Vereda la Hoya, Tunja, Colombia
Regina Schöll, Prof. Dr. Claudia R. Binder (SIE University of Zürich) Jaime Diaz, UNIBOYACA
Abstract
The main objective of this PhD thesis is to derive and assess strategies for optimizing the use of
pesticides. Thereby, the case of potato growing farmers in Vereda La Hoya (Tunja, Colombia) gave
the applied context. To fulfill this objective first the present perception, then the future visions of
farmers and experts were analyzed. Finally the present perception and the future visions of farmers’
system-perspectives were compared and their differences were discussed in relation to decisionmaking.
Despite the improvements in plant protection the control of plant pests still entails substantial use of pesticides. As known from several previous studies the inappropriate pesticide application can lead to
high environmental damages as for example degradation and contamination of soils, as well as
deterioration of the biodiversity of the soil system. Pesticides can induce a chain of direct responses
leading to neuromuscular blockage. Many chlorinates can induce liver changes, kidney changes and
depression of the central nervous system. Further health effects, caused by the active components of
pesticides, are headache, nausea, fatigue, eye irrigation and skin rash.
The problems of these misuse categories all relate to problems of classical decision-making theory and specifically to risk perception theory. Therefore to tackle the presented pesticide problem the
following research questions were investigated. 1) How do farmers’ mental models and livelihood
context, affect their risk perception concerning pesticide application? 2) How do farmers’ livelihood
context and farmers’ risk perception, reflected in their mental models, influence farmers future vision
of pesticide application? 3) How can farmers’ risk perception and future visions be compared and what
conclusion can be drawn for decision-making? The thesis is organized in three parts dealing with the
different aspects of pesticide use and referring to one research question respectively.
In the first part the Structural Mental Model Approach (SMMA) was developed. The SMMA
is a methodological approach aimed at understanding differences in perception between experts and
farmers regarding the various risks farmers are confronted with. In the SMMA, the Sustainable
Livelihood Framework (SLF) is combined with the Mental Model Approach (MMA). The approach
consists of three steps: (i) definition and weighting of the different livelihood capitals; (ii) analysis of
livelihood dynamics, and (iii) definition of the social capital.
By applying the SMMA we were also able to identify reasons for the divergence of experts’ and
farmers’ MMs. Of major importance are the following factors: i) culture and tradition; ii) trust in the
source of information and iii) feedback on knowledge.
In the second part farmers’ future visions concerning pesticide management were found. To
achieve this goal the Structural Mental Model Approach was adapted to the future context (Future-
SMMA). It was found that farmers consider social and environmental threats and that their visions are
optimistic. In additions farmers’ and experts’ perception of external constrains to farmers’ future were
compared and it was discovered that the investigated future visions of farmers and experts were
inconsistent. Discussing the findings it was concluded from the results that the found inconsistency of
future visions were caused by of diverging attitudes towards future scenarios and differing opinions
about who should take responsibility for the knowledge management of the farmers.
Comparing the first two parts of the PhD thesis this third part consists of assessing the
similarity of future and present mental models and shed additional light on the topic of dependency of
future on present mental models and decision-making concerning pesticide use. By comparing the
causal relations it was found that depending on whether the livelihood capitals or the interviewed
farmer were investigated the dependency of future on present differed. The four individual capital
differed substantially in degree of dependency (natural capital being most and health capital least
dependent). Moreover four different farmer types of future on present dependence were found. Some
farmers mostly used the same causal relation (causes and effects) in the present and in the future
mental models, whereas other farmers focused more on the causes and a different group of farmers
focused more on the effects of causal relations in present and future mental models.
Msc. Jaime Diaz, Department of Environmental Engineering
Universidad de Boyacá (UNIBOYACA)
Carrera 2 est Numero 64-169, Tunja Colombia
Phone::++57 (098) 745 2597 or ++57 (098) 7450000 ext. 5402
jaimediaz@uniboyaca.edu.co
Dipl. Umweltnatw. ETH Regina Schöll, Department of Environmental Sciences
Institute for Human-Environmental Systems (HES)
Haldenbachstr. 44 ETH Zentrum , 8092 Zuerich, Switzerland
Phone: ++41 (044) 6325945
regina.schoell@env.ethz.ch

Figure 1: Pesticide mixing in Vereda la Hoya

Figure 2: Farmer Interview in Vereda la Hoya